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HomeMy WebLinkAbout26-091.00 StoneShare Corp. - Sharepoint ImplementationSERVICES AGREEMENT TERMS AND CONDITIONS THIS AGREEMENT DATED: June ZS 2026 BETWEEN: THE CITY OF SPOKANE VALLEY a municipal corporation of the State of Washington, (hereinafter referred to as the "City") OF THE FIRST PART - and - StoneShare Corp. (hereinafter referred to as the "StoneShare") OF THE SECOND PART WHEREAS the City wishes to retain the services of StoneShare Corp. to provide certain services to the City relating to the implementation of an Electronic Document and Records Management system. AND WHEREAS the parties wish to provide general terms and conditions under which StoneShare will perform certain services for the City; NOW THEREFORE in consideration of the mutual covenants contained herein the parties agree as follows; 1.0 Purpose and Definitions 1.1 The purpose of this document is to: (a) provide general terms and conditions for StoneShare to provide services; and (b) identify StoneShare as being eligible to provide services to the City. 1.2 1.3 In this Agreement the following terms shall have the following meanings; A. "Party" shall mean a party to this agreement. B. "Services" shall mean all services, labor and materials required to complete the work set out in the StoneShare Corp. Agreement Page 1 C. "SOW" shall mean the Statement of Work which is attached hereto and incorporated herein by this reference. In accordance with the SOW, StoneShare and City will develop a detailed Project Plan and Schedule that identifies deliverables, key milestones, timing, and resources. 2.0 Term of Agreement 2.1 The term of this Agreement shall be a period of one (1) year commencing as of the effective date set out at the beginning of this document. 2.2 Where mutually agreeable between the City and StoneShare, the term of this Agreement may be extended or renewed in writing under the same terms and conditions for one (1) year periods, not to exceed four (4) additional years. Unless or until either party gives at least thirty (30) days written notice of its intent to not renew or extend the Agreement prior to any of the first four (4) anniversary dates of the commencement date, the extension or renewal will be automatic without any further documentation or confirmation being required. Any renewals or extensions contemplated herein will not result in additional costs, unless the City requests additional services beyond the SOW, and such costs are agreed to in writing by both Parties. If a notice of nonrenewal is timely provided pursuant to this section 2.2, the Agreement shall expire on the upcoming anniversary date of the commencement date. 3.0 Performance 3.1 StoneShare will undertake the SOW as set out in the attached Schedule "A" and Services as scheduled by the City and thereafter carried out by StoneShare to completion with due diligence and in a proper professional manner in accordance with generally accepted professional, industry standards. StoneShare shall make no change or alteration in the SOW or perform any additional Services without the City's written authorization. 4.0 Duties of StoneShare 4.1 In the performance of the Services, StoneShare, where applicable, shall: (a) Before starting the Services, appoint a competent, authorized representative acceptable to the City to represent and act for StoneShare, and inform the City in writing of the name and address of such representative, together with a clear statement of the individuals scope of authority to represent and act for StoneShare, and specify any and all limitations of such authority. (b) Furnish at its own expense and cost any and all necessary labor, equipment, tools, transportation, materials, and such other items or work as may be necessary in the performance and completion of the Services other than such items the City specifically agrees to furnish in writing. (c) Comply with all applicable legislation, regulations, codes and rules of any governmental body having jurisdiction, including without limitation Washington's Industrial Insurance Act, Title 51 RCW. In addition to the foregoing and not in substitution, StoneShare must fully comply with all applicable cybersecurity and safety rules, legislation, regulations, codes and ordinances, whether federal, state, or local. In case of any overlap the more stringent will apply. It is the responsibility of StoneShare to ensure that all subcontractors, suppliers, and employees employed by StoneShare in the performance of its obligations herein are aware of and conform to all applicable federal, state and StoneShare Corp. Agreement Page 2 local cybersecurity and safety rules legislation, regulations, codes and rules, and the requirements of this Agreement. (d) Ensure a minimal interference or disruption with the City's day today operations and the operations of other agents, representatives or contractors on the premises. (e) Pay and discharge all valid taxes, lienable claims, charges or other impositions imposed or to be imposed by law on StoneShare or the City arising out of, in connection with, or resulting from the Services performed. StoneShare agrees to indemnify the City against any and all liability for any such taxes, lienable claims, charges or impositions except taxes imposed on Services that the City has specifically agreed to pay for. 5.0 Fees Payable 5.1 The following fee structure will apply in relation to the Services: (a) The City will pay StoneShare for its reasonable fees and disbursements in connection with Services performed. The method of billing fees and disbursements will be as set out in the SOW and agreed between the City and StoneShare as confirmed in writing. (b) The fees payable will not exceed a total agreed amount unless the City has provided prior written approval. If there is to be a contingency amount in addition to the total amount payable, no amount of such contingency may be paid to StoneShare as fees or otherwise without prior approval in writing from the duly authorized representative of the City. (c) Invoices will be payable by the City for Services provided hereunder to the satisfaction of the City, within thirty (30) days of receipt of an invoice in a form and with supporting documentation satisfactory to the City. Fees will be paid in accordance with the Milestone Payment Schedule in the SOW. (d) Taxes are excluded from the prices herein. Washington State and local retail sales tax, to the extent applicable, will be shown separately on all invoices and will be paid by the City to StoneShare. StoneShare is responsible for collecting and remitting all applicable retail sales taxto the Washington State Department of Revenue and for paying its own business and occupation (B&O) tax and any other taxes imposed on StoneShare by law, pursuant to Title 82 RCW, as amended from time to time. StoneShare agrees to include its Washington Unified Business Identifier (UBI) number on all invoices where required. 6.0 Time 6.1 In the event of any Force Majeure, reasonable time extensions or adjustments will be allowed by the City. 6.2 "Force Majeure" means an event that results in either party being delayed or unable to perform any part of its obligations under this Agreement due to labor disputes, strikes, walkouts, fire, unusual delay by common carriers, unavoidable catastrophe, or circumstances of any kind beyond the control of such party including without restricting the generality of the foregoing, acts of God, fire, war, state or federal governmental regulations in the case of the City and all governmental regulations in the case of StoneShare. In such an event the affected party will be excused from the performance of any obligation to the extent that performance is prevented, hindered or delayed by such causes. Upon the occurrence of any such event, the affected party shall notify the other party and use reasonable efforts to remedy or correct the delay or failure to perform as soon as possible. The party delayed, hindered or prevented StoneShare Corp. Agreement Page 3 from performing any part of its obligations will not be liable to the other party for any damages, however sustained by the other party, or for any failure to perform any act, or nonperformance of any obligations due to any of these circumstances. 7.0 Insurance 7.1 StoneShare shall, prior to commencing provision of the Services, deposit with the City proof of a comprehensive general and public liability insurance policy satisfactory to the City in the amount not less than Five Million ($5,000,000.00) Dollars, under which the City shall be additional insured and shall thereafter maintain the same during the term of this Agreement. Certificates of insurance shall be delivered to the City at least ten (10) days before the commencement of the Services being provided. All insurance coverage shall contain a term that the coverage will not be cancelled or materially altered without a minimum of thirty (30) days written notice being given to the City of the proposed cancellation or change. 7.2 StoneShare shall, prior to commencing provision of the Services, deposit with the City proof of a comprehensive Technology Errors and Omissions insurance policy satisfactory to the City in the amount not less than Two Million ($2,000,000) Dollars per occurrence and Four Million ($4,000,000) Dollars annual aggregate and coverage shall be underwritten by an insurer licensed to conduct business in the State of Washington. The policy shall include coverage for claims resulting from network risks such as data breaches, unauthorized access, theft of confidential information, invasion of privacy, destruction, alteration or damage to electronic information, intellectual property infringement such as copyright, trademarks, service marks and trade dress. The policy shall be renewed for 3 years after contract termination. Evidence of coverage must be provided to the City. If the policy is to be cancelled or non - renewed for any reason, 90-day notice of said cancellation or non -renewal must be provided to the City. The City has the right to request that an Extended Reporting Endorsement be purchased by the contractor at the contractor's sole expense. 7.3 StoneShare's insurance shall be primary coverage and not additional to and shall not seek contribution from any other insurance policies available to the City. 8.0 Indemnity 8.1 StoneShare shall, at its sole expense, defend, indemnify, and hold harmless City and its officers, agents, and employees, from any and all claims, actions, suits, liability, loss, costs, attorney's fees, costs of litigation, expenses, injuries, and damages of any nature whatsoever relating to or arising out of the wrongful or negligent acts, errors, or omissions in the services provided by StoneShare, StoneShare's agents, subcontractors, subconsultants, and employees to the fullest extent permitted by law, subject only to the limitations provided below. 8.2 However, should a court of competent jurisdiction determine that this Agreement is subject to RCW 4.24.115, then, in the event of liability for damages arising out of bodily injury to persons or damages to property caused by or resulting from the concurrent negligence of the StoneShare and the City, its officers, officials, employees, and volunteers, StoneShare's liability, including the duty and cost to defend, hereunder shall be only to the extent of the StoneShare's negligence. It is further specifically and expressly understood that the indemnification provided herein constitutes the StoneShare's waiver of immunity under Industrial Insurance, Title 51, RCW, solely for the purpose of this indemnification. This waiver has been mutually negotiated by the parties. StoneShare Corp. Agreement Page 4 8.3 The City will not be liable nor responsible for any bodily or personal injury or property damage of any nature that may be suffered by StoneShare, its employees, agents or subcontractors in the performance of the Agreement, except to the extent of any gross negligence or willful act on the part of the City. 8.4 This Section 8.0 (Indemnity), and the indemnity and waivers contained herein, shall survive the termination or expiry of this Agreement, regardless of whether such termination may occur. 9.0 Independent Contractor 9.1 Nothing in this Agreement shall be construed so as to create or imply a partnership as between the City and StoneShare. The Parties agree that StoneShare at all times will be acting as an independent contractor with respect to all of the Services performed under this Agreement, and neither StoneShare, including its agent contractor or employee, may be deemed for any purpose, to be the agent, servant or representative of the City in the performance of such Services or in any matter dealt with herein. 10.0 Conflict of Interest 10.1 During the term of this Agreement, StoneShare must not engage in or provide, to any other person or company or entity, any service or act which would be reasonably perceived to be in direct conflict with the interest of the City in respect of the Services being provided by StoneShare to the City. 10.2 StoneShare must provide timely disclosure of any actual or potential conflict of interest for this project or any of the Services provided, including any arising from any common ownership or association with any party that has worked on or is working on any part of the project. 10.3 Any failure to provide timely disclosure of any potential conflict of interest, or failure to avoid engaging in or providing to any other company or entity any service or act which could be reasonably perceived to be in conflict with the interest of the City in respect of the services being provided by StoneShare to the City or in violation with any legislation regarding fair competition, will be grounds for terminating any engagement of StoneShare. Any such failure may also be noted on the performance record maintained by the City for StoneShare. 10.4 No officer, employee or agent of StoneShare or its subcontractors may give to, or receive from, any official, officer, employee or agent of the City, or a spouse or relative of any such person, any commission, fee, rebate or gift, other than courtesies of a nominal value, in connection with any Agreement for the performance of Services. Further, no director, employee or agent of StoneShare or its subcontractors may enter into any business arrangement with any official, officer, employee or agent of the City that is not related to the City's business. Without limiting the general audit rights under this clause, the City may audit any and all records of StoneShare and its subcontractors in connection with this Agreement and the Services performed, and all transactions related thereto, for the purpose of determining whether there has been compliance with this clause. StoneShare Corp. Agreement Page 5 13.0 Confidentiality and Privacy Legislation 13.1 All information including, without limitation, any technology of a proprietary or novel nature, disclosed to StoneShare by the City, or by a third party to StoneShare as a representative on behalf of the City (which, in addition to the confidentiality requirements hereunderwill be kept confidential by StoneShare in accordance with the terms of its disclosure by such third party) or obtained or developed by StoneShare in the performance of Services under an Agreement, other than that which is common knowledge orwithin the public domain, will be the confidential property of the City must not be divulged by StoneShare, except to duly authorized representatives of the City. Such confidential information or property is not to be employed other than in the performance of Services for the City unless otherwise duly authorized by the City in writing. These provisions will remain binding obligations on StoneShare after the completion, expiration or termination of the applicable Agreement until the City reasonably determines that the confidential information referred to herein has become part of the public domain other than by the divulgence or use prohibited herein. This requirement does not prohibit StoneShare from complying with an order to provide information or data issued by a court or other authority with proper jurisdiction. 13.2 All documents submitted to or received by the City are subject to and governed by applicable privacy legislation, including, but not limited to the Washington Public Records Act, chapter 42.56 RCW, as amended. 14.0 Reporting 14.1 StoneShare shall provide to the City on a timely basis such deliverable or deliverables, or written confirmation of delivery thereof, in respect of the Services as set out in the Proposal and is agreed to by the parties and confirmed in writing. A deliverable may be in any form that is mutually agreed to, including without limitation a design, plan, set of record drawings, or report. 15.0 Intellectual Property 15.1 Unless otherwise agreed and confirmed in writing: (a) All material, including but not limited to programs, reports, notes, calculations, drawings, data, forms and other records prepared, created, written or recorded by StoneShare or the City, will be and remain the property of the author or party who formulated such material. (b) During the term of the relevant Agreement, StoneShare shall have a non-exclusive, non -transferable license to use such material of the City for the sole purpose of providing and completing the Services. Upon the termination or completion of this Agreement, StoneShare will promptly return such material to the City whether completed or not; and (c) The City shall hold a non-exclusive, non -transferable license to use such material of StoneShare developed or used in accordance with this Agreement and the Services developed hereunder. (d) Every invention, discovery or improvement developed by StoneShare in the course of, or in connection with, performing the Services under an Agreement where the invention, discovery or improvement has been initiated or directed or specifically requested by the City, will be the property of StoneShare. 15.2 The parties acknowledge and confirm that any intellectual property that was developed prior to the relevant Agreement, or that was developed by StoneShare independently from such Agreement with the City, or that was developed at the sole initiative of StoneShare without any prior initiation or StoneShare Corp. Agreement Page 6 direction or request from the City, will be outside the scope of subsection 15.1. 15.3 In the event StoneShare's documents are subsequently reused or modified in any material respect by the City without the prior written consent of StoneShare, the City agrees to indemnify StoneShare from any claims resulting from such unauthorized reuse or modification. 15.4 The parties acknowledge that any electronic files provided by StoneShare are largely for ease of use and convenience. However, as StoneShare is notable to ensure the authenticity or integrity or completeness of information provided in electronic format, the parties agree that in the event of any inconsistency between information provided by way of hard copies that have been stamped or sealed or both and information in electronic files, the information in hard copy that has been stamped or sealed or both will govern. 15.5 If StoneShare needs access to data of the City in order to carry out a specific project described in detail in an Agreement incorporating this Agreement, the City may on receiving such request grant a non- exclusive, non -assignable license to have access to and to use the data. 16.0 Records and Audit 16.1 To support all charges invoiced to the City with respect to Services performed hereunder, StoneShare, for a period of seven (7) years after the performance of such Services, shall maintain a true and correct set of records pertaining thereto including, without limiting the generality of the foregoing the date and time worked, the location of the Services and the type of Services and invoices issued to the City. StoneShare shall allow the City to audit such records upon reasonable request provided however, that StoneShare shall have the right to exclude any trade secrets, formulas, or processes from any such audit. StoneShare must require each of its subcontractors to keep such records which similarly are to be open to inspection and audit by or on behalf of the City. 16.2 StoneShare's obligations pursuant to subsection 16.1 shall survive the termination or expiry of this Agreement, howsoever it occurs. 17.0 Termination of an Agreement 17.1 This Agreement will continue in full force and effect from the date it is effective until it expires pursuant to section 2.2, or until terminated by either party for material breach after 30 days' prior notice and an opportunity to cure the breach.. The City may, in addition, terminate this Agreement for any reason by 30 days' written notice to StoneShare. The termination of this Agreement will not relieve either party of its respective obligations and liabilities arising from or incidental to Services performed prior to the time of such termination. 18.0 Insolvency 18.1 Should StoneShare become insolvent or make an assignment for the benefit of creditors or be adjudicated bankrupt or admit in writing its inability to pay its debts generally as the same became due or should any proceedings be instituted by StoneShare under any state or federal law for relief of debtors or for the appointment of a receiver, trustee or liquidator of StoneShare, or should a voluntary petition in bankruptcy or for a reorganization or for an adjudication of StoneShare as an insolvent or a bankrupt be filed, or should an attachment be levied upon StoneShare's equipment, then upon the occurrence of StoneShare Corp. Agreement Page 7 any such event the City will have the right to terminate this Agreement immediately together with all Services then being performed by StoneShare. 19.0 Assignment or Sub -consulting 19.1 StoneShare must not assign any obligations under this Agreement, or any part thereof, including any remuneration due to it, to any third party without the prior written consent of the City, which consent will not be unreasonably withheld or conditioned. The assignment of this Agreement, if so permitted by the City, or the sub -contracting of any Services to be performed under the Agreement, will not relieve StoneShare of any obligations hereunder. StoneShare shall ensure that its subcontractors, if any; comply with the terms and conditions of each Agreement. 20.0 Successors and Assigns 20.1 This Agreement will be binding upon and endure to the benefit of the parties and their respective heirs, executors, administrators, receivers, trustees, successors, and approved assigns. 21.0 Legislation and Jurisdiction 21.1 This Agreement and the Services contemplated under the Statement of Work, will be subject to all relevant legislation, regulations, codes, and rules, whether federal, state or local pertaining to the location or locations where the Services are performed or furnished. In the event any provision of any Agreement incorporating this Agreement is found to be contrary to, or inconsistent with, any such legislation, regulation, code or rule, such provision will be conclusively deemed to be modified accordingly, but in all other respects the remainder of the Agreement will continue in full force and effect. It is agreed that any legal interpretation given to this Agreement will be governed by the laws in force in the State of Washington, without regard to its conflict of laws principles. 21.2 No action at law or in equity may be commenced or continued on any matter arising out of or connected with this Agreement other than in the Superior Court of the State of Washington in and for Spokane County, or, where federal jurisdiction exists, the United States District Court for the Eastern District of Washington. 22.0 Waiver 22.1 No previous waiver or course of dealing will affect either party's right to strict performance of any Agreement, or any work order or request for services. 23.0 Notices 23.1 All communications and notices required or permitted to be given under an Agreement, unless otherwise specifically provided for, must be given in writing to the parties at the numbers set out below, emailed to the individuals set out below, mailed (postage prepaid), or delivered to that party at its address as follows: For the City: City of Spokane Valley StoneShare Corp. Agreement Page 8 10210 E. Sprague Avenue Spokane Valley, WA 99206 Attention: Chad Knodel, IT Manager Phone: (509) 720-5000 e-mail: cknodel@spokanevalleywa.gov For StoneShare: StoneShare Corp. 1455 NW Leary Way Suite 400 Seattle, WA 98107 Attention: Keith Carter, Chief Executive Officer Phone: (613) 355-9339 Any notice or other communication given by delivery will be deemed to have been given as at the commencement of the next following business day, and any notice or other communication given by prepaid mail will be deemed to have been received on the fifth (5th) business day following deposit in the mail. In times of labor strikes or slow -downs affecting the mail delivery, notice will be effective only if delivered or given by other effective means or upon actual receipt. Any party may change its address for service by notice served as set out above. 24.0 Alteration of Terms The parties hereto may only amend this agreement on consent, in writing. 25.0 Dispute Resolution 25.1 Disputes between City and StoneShare as to the interpretation of, subject matter of, or in any way related to, this Agreement or documents incorporating this Agreement, that cannot be resolved by informal negotiation or discussions, shall be resolved in the Superior Court of the State of Washington in Spokane County. 25.2 The prevailing party in any litigation or arbitration arising out of this Agreement shall be entitled to its attorney's fees and costs of such litigation or arbitration (including expert witness fees). 26.0 Entire Agreement 26.1 This Agreement embodies the entire Agreement between the parties, superseding any prior Agreement, either oral or in writing, and may only be amended by a subsequent written instrument signed by both parties hereto. 27.0 Licensing of City Data 27.1 Subject to the terms of the Agreement, the City grants and StoneShare accepts a non-exclusive, non - assignable license for access to and use of data of the City for the project, in accordance with the terms and conditions set out in this Agreement and including the Statement of Work. StoneShare Corp. Agreement Page 9 27.2 StoneShare may only use the data of the City necessary for the project identified in the Agreement (the "Data"), and only for the purpose of the project. Any documentation provided by the City may be used only as needed in accordance with the authorized use of the Data. 27.3 StoneShare acknowledges that there are no limits to the number of licenses or rights that the City may grant to City in respect of the Data. 27.4 Title to and ownership of the Data and any modifications made to the Data will at all times remain with the City. 27.5 StoneShare does not have any right or interest in the Data except as specifically provided in the Agreement. 27.6 Warranty Regarding Data (a) Warranty regarding Data — The City does not represent or warrant that the Data will be correct or that use of the Data will be uninterrupted or error free. (b) The City disclaims any and all warranties and conditions concerning the Data, including any and all warranties and conditions of merchantability and fitness for any particular purpose, performance, and any and all warranties or implied warranties that might arise during the use of the Data, IN WITNESS WHEREOF the parties hereto have executed this document as of the day and year first above written. SIGNED, SEALED AND DELIVERED THE CITY OF SPOKANE VALLEY l�- Per: :Tok- t%r!<.r►� City Manager Date: (o-- 25 — 2C- STONESHARE CORP. Per: Keith Carter Chief Executive Officer Date: June 26, 2026 StoneShare Corp. Agreement Page 10 StoneShare Corp. Agreement Page 11 Schedule "A" — Statement of Work StoneShare Corp. Agreement Page 12 stone OTTAWA-GATINEAU (NCR) TORONTO (GTA) SEATTLE (WA) Suite 101, Tower 1 Suite 352 Suite 1400 200 Rue Montcalm 13-3120 Rutherford Road 506 Second Avenue Gatineau, Quebec Vaughan, Ontario Seattle, Washington 18X 3B5 L4K OB2 98104 NEW YORK (NY) Suite 800 100 Church Street New York, New York 10007-2621 sto n e share. Co. ® into 9 stones hare. cam 1.888.624.5086 Oc om p antis tone s h a re stoneshare_inc The City of Spokane Valley stun esh are Electronic Document and Records Management System COMMERCIAL STATEMENT This document is the copyright of StoneShare Corp. (StoneShare) and is issued in confidence for the purpose for which it is supplied. It may only be reproduced solely in connection with this procurement. It must not be reproduced, in whole or in part, for any other reason without the written consent of StoneShare and then only on condition that this note be included in such reproduction. TRADEMARKS All trademarks are acknowledged. BID VALIDITY This proposal will remain valid and open for acceptance by the City of Spokane Valley for a period of 120 days from submission. PROPONENT CONTACT Keith Carter Chief Executive Officer StoneShare Inc. Office: 1.888.624.5086 ext.222 Cell: 613.355.9339 kcarter@stoneshare.com The City of Spokane Valley ston esh are Electronic Document and Records Management System TABLE OF CONTENTS 1. CORPORATE PROFILE...................................................................................... 1.1. SOLUTION ACCELERATORS............................................................................. 1.1.1 COMMUNICATION AREAS........................................................................ 1.1.2 COLLABORATION AREAS........................................................................... 1.1.3 RECORDS MANAGEMENT AREA............................................................... 1.2.TOWNSQUARE BENEFITS................................................................................ 1.2.1 SPEED AND ACCURACY OF DEPLOYMENT ................................................ 1.2.2 EASE OF ADOPTION.................................................................................. 1.1.1. REGULATORY COMPLIANCE.................................................................. 1.2.3 SCALABILITY.............................................................................................. 1.2.4 ONGOING COSTS...................................................................................... 1.2.5 PROVEN SUCCESS..................................................................................... 2. METHODOLOGY AND WORK PLAN................................................................. 2.1. METHODOLOGY OVERVIEW............................................................................ 2.1.1 READINESS PHASE (CHANGE MANAGEMENT FOCUS) .............................. 2.1.2 ONBOARDING PHASE (MAPPING & RE -ORGANIZATION FOCUS) .............. 2.1.3 STABILIZATION PHASE (CHANGE MANAGEMENT FOCUS) ........................ 3. PROPOSED IMPLEMENTATION PLAN.............................................................. 3.1. TASKS AND DELIVERABLES.............................................................................. 3.2. PROJECT SCHEDULE........................................................................................ 3. PRICING........................................................................................................... .1 .1 .2 .3 .4 .6 .6 .6 .7 .7 .7 .8 .8 .9 10 13 17 20 20 47 47 The City of Spokane Valley stoneshare Electronic Document and Records Management System 1. CORPORATE PROFILE StoneShare has been providing information governance and compliance services, on the Microsoft platform for more than seventeen years and currently employs more than forty, expert -level consulting staff. Since its inception, StoneShare has risen to prominence as a leading Microsoft -certified Consulting Firm and Systems Integrator, specializing in the implementation of best -practice -based information governance and compliance solutions. StoneShare completed its first municipal, Microsoft -based, Electronic Document and Records System (EDRMS) implementation in 2014. This project, in combination with more than ten years of practical EDRMS implementation experience within municipal government, has honed our expertise in guiding municipalities through the intricate processes of planning, developing, implementing, and adopting Microsoft -based EDRMS. Our unwavering focus on the municipal sector, combined with our deep knowledge of information governance and compliance best -practices, and the Microsoft 365 platform, ensures that we possess a rare and valuable understanding of the unique information management challenges commonly faced by local governments. This specialized knowledge enables us to deliver tailored solutions that allow our municipal clients to improve operational efficiency, content -driven processes, and records compliance while reducing the overall cost of effectively managing their information assets. StoneShare boasts an impressive track record of successfully executing more than ninety municipal EDRMS projects, which are similar in scope and complexity to that of the City's EDRMS project. Our over- growing clientele includes a diverse array of municipal government entities, both large and small, across the United States and Canada. 1.1. SOLUTION ACCELERATORS Drawing on insights from seventy municipal EDRMS projects, StoneShare has developed a pre -configured Solution Accelerator called TownSquare. A solution accelerator is a pre -configured, best -practice -based framework designed to expedite the deployment of complex technology solutions. It typically includes templates, tools, and methods that address common requirements and challenges within a specific domain or industry. Solution accelerators leverage existing technologies and incorporate common elements to streamline the implementation process, reduce complexity, minimize risks, and reduce the costs associated with implementation. TownSquare combines the native capabilities of SharePoint and Purview with standardized metadata and pre -configured elements for rapid site creation and deployment. Excitingly, TownSquare is not a licensed 1 1 Page The City of Spokane Valley ����� Electronic Document and Records Management System software with recurring fees but a one-time, best -practice -based Solution Accelerator that works seamlessly with the City's M365 licensing to minimize the time, expenses, and risks typically involved in implementing an EDRMS. TownSquare boasts over eighty ready -to -use municipal government site templates that feature dedicated sections for communication, collaboration, and records management. These templates come equipped with predefined libraries, metadata, security measures, and records workflows. Additionally, TownSquare encompasses a unique implementation methodology that enables StoneShare to swiftly deploy the solution Citywide while ensuring elevated levels of user adoption. Central to this approach is a best -practice philosophy that endorses M365 platform configuration over customization and builds on established processes and documented best practices to lessen planning and management efforts. To achieve the requirements defined in the City's Request for Proposal (RFP) TownSquare will leverage the City's existing Microsoft to provide a comprehensive, integrated solution. SharePoint Online will serve as the backbone of the EDRMS, providing robust document management capabilities. It will facilitate centralized storage, version control, metadata tagging, and advanced search functionalities, ensuring that all documents are easily accessible and well -organized. Microsoft Purview will be instrumental in managing compliance, eDiscovery, and data protection requirements. Its advanced compliance features include data loss prevention (DLP), information governance policies, and audit trails that ensure all records are managed according to regulatory standards. Purview's eDiscovery capabilities will enable efficient retrieval of documents in response to Freedom of Information (FOI) requests or legal inquiries, significantly reducing response times and ensuring thoroughness. 1.1.1 COMMUNICATION AREAS TownSquare leverages the native features of SharePoint Online to create dynamic Communication Areas designed for publishing information to users in a modern, widescreen format that is both visually appealing and highly functional. These Communication Areas utilize SharePoint's responsive design capabilities, ensuring that content is accessible and engaging across all devices, from desktops to mobile phones. At the heart of TownSquare is its home page, or landing page, which serves as a central hub for all Communication Sites. This landing page is meticulously designed to be the go -to destination for departmental news, updates, and important announcements. By integrating SharePoint Online's robust content management features, TownSquare enables departments to effortlessly share information through rich text, images, videos, and interactive elements. This centralized communication platform fosters a cohesive information flow and ensures that all staff members are kept informed and engaged. The City of Spokane Valley st o!l e Electronic Document and Records Management System StoneShare's clients frequently use TownSquare to replace outdated intranet sites with this modern solution, significantly enhancing their internal communication capabilities. The intuitive interface and customizable web parts of SharePoint Online allow municipalities to tailor their Communication Sites to reflect their unique branding and organizational structure. Features such as news web parts, event calendars, and document libraries are seamlessly integrated into these sites, providing a comprehensive suite of tools for effective communication. Welcome to Townsquare! Corporate Resources Council and Administration Townsquare is a pre -configuration of M365 features. it is a proven best -practice �"- rar.� etre �. based implementation accelerator that . 1111141" 1.1.2 COLLABORATION AREAS TownSquare's Collaboration Areas are meticulously designed to provide City staff with a centralized location for storing their content in a manner that promotes findability and adheres to exemplary records management practices. Leveraging the robust capabilities of SharePoint Online, these Collaboration Areas ensure that information is not only easily accessible but also securely managed. The Information Architecture of TownSquare is crafted from industry best practices and enriched by insights gained from numerous successful municipal implementations. This architecture is thoughtfully organized to reflect the hierarchical structure of municipal operations, with Collaboration Sites categorized by Department, Branch, and Teams. This logical organization enhances navigability and ensures that users can quickly locate the information they need. SharePoint Online's advanced metadata features are employed to further enhance findability. By tagging documents with relevant metadata, TownSquare enables powerful search functionalities that allow staff to retrieve information swiftly and accurately. Additionally, version control and document history features ensure that users have access to the most current and authoritative versions of documents, thereby supporting sound records management practices 3 Page The City of Spokane Valley Stoll w J,�, are Electronic Document and Records Management System stoneshare J Security is paramount in TownSquare's design. Collaboration Sites are customized to meet stringent security requirements, utilizing SharePoint Online's granular permission settings to control access at various levels. This ensures that sensitive information is protected while still being accessible to authorized personnel. Role -based access controls and audit logs provide an additional layer of security, allowing administrators to monitor and manage user activities effectively. TownSquare also facilitates content -driven business processes through its integration with SharePoint Online's workflow automation capabilities. Custom workflows can be designed to streamline routine tasks such as document approvals, notifications, and task assignments. This automation not only increases efficiency but also ensures consistency and compliance with established procedures. Moreover, TownSquare's Collaboration Areas support seamless collaboration among staff members. Features such as co-authoring, real-time editing, and integrated communication tools like Microsoft Teams enable staff to work together more effectively, regardless of their physical location. This fosters a collaborative culture where information sharing, and teamwork are seamlessly integrated into daily operations. CFinance Nome rYcowrts Pnynble Accounts P--,abkes Shared with us A.6" Employee and Co 01.. Fin W kmements ledgers and Journal E.. Receipts pevercrea Security Deposits Team Meetings P i tx 9—p * Not (ollov" ® Upload - Q Sync Pi Add 0, hart to On 0U P:n to Wkk access ... - eGrwp tri GOC�n'e"t f)pe aM Vea+ t Accounts Payable in V Name'; Document Type: Levies Payable(20) > Document Type: Membership Fee (20) Document Type: Receipt (36) Veer: 2022(12) Phi Sand copes laiwmy 2022.dotz IR Scan d copes February 2022.d— I®_: scrod copies Mards 2022AM p= Scan d copier Apll 2022docr Modified " Modified By - D—osml T... E Year �n.meer 24 �2 Dmwa Kmin rw-. 7 .. .error%r ?E V:? tL4-�.�acm�n MnrPr .. . [krtmWr tk Ntl [:rtr�n Acme Nnu:Pt .C.. �xnmen za;azz t.+a.-a ncm�o c,<..n .. 1.1.3 RECORDS MANAGEMENT AREA TownSquare leverages the powerful records management capabilities inherent in Microsoft Purview, providing a dedicated workspace for the City to manage compliance, eDiscovery, and privacy with unparalleled efficiency. Microsoft Purview offers a comprehensive suite of tools designed to meet the stringent requirements of municipal records management. TownSquare's integration with Purview allows the City's records managers to perform a variety of critical tasks from a centralized, intuitive interface: The City of Spokane Valley stun esh are Electronic Document and Records Management System MANAGE THEIR FILE PLAN Records managers can easily create, organize, and maintain a comprehensive file plan that aligns with regulatory requirements and organizational policies. The file plan can be dynamically updated to reflect changes in regulations or internal processes. CREATE RECORDS MANAGEMENT POLICIES Records managers can develop and enforce robust records management policies. These policies ensure consistent handling of records across the organization, including retention schedules, access controls, and disposition rules. REVIEW RECORD CLASSES AND DOCUMENT CLASSIFICATION TownSquare enables detailed review and classification of record classes and documents. Utilizing advanced metadata tagging and automated classification features within Purview, records managers can ensure accurate categorization and easy retrieval of documents. MANAGE DOCUMENT AND RECORDS DISPOSITION Efficiently managing the Iifecycle of documents is crucial for compliance. TownSquare leverages Purview's capabilities to automate document retention and disposition processes, ensuring that records are retained for the appropriate duration and securely disposed of when no longer needed. PERFORM EDISCOVERY TASKS RELATED TO FREEDOM OF INFORMATION REQUESTS Native eDiscovery tools allow records managers to quickly locate and retrieve documents in response to Freedom of Information (FOI) requests. Advanced search functionalities and legal hold capabilities ensure that all relevant information is identified and preserved. VIEW A DASHBOARD OF MEANINGFUL STATS AND REPORTS TownSquare offers a customized interface provides access to a dashboard displaying key metrics and reports. This dashboard offers insights into records management activities, compliance status, policy enforcement, and other critical data points, enabling informed decision -making. 5 1 Page The City of Spokane Valley S,tty�� Electronic Document and Records Management System 1.2. TOWNSQUARE BENEFITS Municipalities are increasingly recognizing the transformative impact of implementing TownSquare. This innovative platform is designed to address the unique challenges faced by local governments, providing a comprehensive solution that enhances efficiency, security, and collaboration. By leveraging the advanced capabilities of Microsoft 365 and SharePoint Online, TownSquare delivers a range of tangible benefits that drive operational excellence and improve service delivery. Using TownSquare would bring the following benefits to the City's EDRMS project: 1.2.1 SPEED AND ACCURACY OF DEPLOYMENT TownSquare significantly reduces the effort and duration required to effectively implement a municipal EDRMS. By incorporating department -specific functionality, reflecting content -driven processes, and standardized metadata into pre -configured templates that are deployed through automation, TownSquare significantly streamlines implementation. This means that the City can reduce complex requirements -gathering processes, and labour-intensive configuration efforts while taking advantage of the cumulative knowledge and experience of more than ninety municipalities that have implemented it previously. By drawing on this collective wisdom, the City can implement a EDRMS that is finely tuned to address common pain points, regulatory demands, and operational needs specificto municipal environments. This approach ensures that best practices are integrated into every aspect of the system, from metadata structures to user interfaces, resulting in a solution that is both robust and user-friendly. Additionally, this wealth of knowledge allows StoneShare to anticipate potential issues and implement initiative -taking measures to mitigate them, thereby enhancing system reliability and user satisfaction. 1.2.2 EASE OF ADOPTION TownSquare is meticulously designed with user adoption at its core, ensuring that City staff can quickly and seamlessly adapt to the new system. It features intuitive interfaces that are user-friendly and easy to navigate, reducing the learning curve and enhancing user experience from day one. Comprehensive documentation accompanies every aspect of TownSquare, providing clear, step-by-step guides that empower users to understand and utilize the system's full capabilities. Moreover, TownSquare includes extensive training materials tailored to various user roles within the City. These materials cater to different learning styles, ensuring that all staff members can confidently engage with the EDRMS. By prioritizing user adoption through these thoughtful design elements, TownSquare not 0 The City of Spokane Valley ston esh are Electronic Document and Records Management System only facilitates smooth onboarding but also fosters long-term engagement and proficiency among City staff. 1.1.1. REGULATORY COMPLIANCE Meeting stringent legal and regulatory requirements is non-negotiable for municipalities, and TownSquare is engineered to ensure full compliance with these critical standards. TownSquare leverages built-in M365 compliance features, such as advanced data protection, audit trails, and access controls, to safeguard sensitive information and maintain transparency. These features are seamlessly integrated into the platform, providing robust mechanisms to meet the highest standards of data security and regulatory adherence. 1.2.3 SCALABILITY TownSquare is architected with scalability at its forefront, empowering the City to seamlessly expand their use of M365 functionality as their needs evolve. This inherent scalability ensures that the solution can grow in tandem with the organization, accommodating increased data volumes, additional users, and new functional requirements without necessitating significant rework or additional investment. As the City expands their operations or encounter new challenges, TownSquare's flexible design allows for the effortless integration of advanced M365 features such as enhanced collaboration tools, advanced analytics, and AI -driven insights. This adaptability means that municipalities can continuously leverage innovative technology to improve efficiency and service delivery. 1.2.4 ONGOING COSTS One of the most significant cost benefits of adopting TownSquare is that it is not licensed software, thereby eliminating the need for annual ongoing support and maintenance charges typically associated with traditional software solutions. Instead, TownSquare is a one-time use Solution Accelerator that leverages the City's existing Microsoft 365 (M365) licenses. This approach ensures that the City can maximize their current investments in M365 without incurring additional EDRMS-specific licensing costs. By utilizing the robust capabilities already available within M365, TownSquare provides a comprehensive EDRMS without the financial burden of continuous licensing fees. The absence of recurring costs associated with TownSquare translates into substantial long-term savings for the City. Traditional licensed software often requires annual payments for updates, support, and maintenance, which can accumulate significantly over time. In contrast, TownSquare's one-time implementation cost means that the City can allocate their budgets more efficiently, directing funds towards other critical initiatives or improvements. 7 1 Page The City of Spokane Valley stop esh are Electronic Document and Records Management System Furthermore, TownSquare's integration with M365 ensures that the City benefits from continuous improvements and updates provided by Microsoft as part of their existing subscription. This means that as Microsoft enhances its suite of tools with new features and security updates, TownSquare users automatically gain access to these advancements without incurring extra costs. The seamless integration also reduces the learning curve for staff members who are already familiar with M365 applications, thereby minimizing training expenses and promoting quicker adoption. 1.2.5 PROVEN SUCCESS TownSquare was developed by drawing on insights gleaned from over ninety successful projects within municipalities. This experience has provided a wealth of practical knowledge and nuanced understanding of the unique information management challenges and requirements faced by municipal governments. Each implementation has contributed valuable lessons, enabling TownSquare to evolve into a robust and highly refined framework. This accumulated knowledge translates into a solution that is not only theoretically sound but also proven in real -world applications. The iterative refinement process has allowed TownSquare to incorporate best practices, address common pain points, and optimize performance based on actual municipal use cases. As a result, new implementations benefit from a framework that has been rigorously assessed and validated across diverse scenarios. Moreover, TownSquare's development has been guided by direct feedback from municipal stakeholders, ensuring that the platform is finely tuned to meet their specific needs. This collaborative approach means that TownSquare is equipped with features and functionalities that are directly relevant to municipal operations, enhancing its effectiveness and end user satisfaction. 2. METHODOLOGY AND WORK PLAN This section highlights our proprietary, best -practice -based, and proven methodology for implementing municipal EDRMS. Built on a foundation of industry standards, experience, and an unwavering commitment to excellence, our methodology is designed to deliver exceptional results. With more than ten years of municipal EDRMS implementation experience and certifications in project management, change management, and Microsoft technologies, we bring unique and valuable expertise to every EDRMS project. Our approach is further strengthened by implementation accelerators for documentation, configuration, testing, and training that leverage insights from more than sixty successful municipal EDRMS implementations. These accelerators streamline the process, ensuring efficiency and consistency while reducing risk. By integrating these learnings into our methodology, we provide a robust framework that supports seamless planning and execution. The City of Spokane Valley J ��/ 1 Electronic Document and Records Management System From initial needs assessment to final deployment, our methodology emphasizes stakeholder engagement, comprehensive analysis, strategic alignment, and rigorous testing protocols. We develop scalable information architectures and governance frameworks that ensure data security and compliance with regulatory requirements. Our commitment to excellence ensures that the City can achieve its goals of improved information management, enhanced data security, and streamlined operations with confidence. 2.1. METHODOLOGY OVERVIEW The following outlines StoneShare's proprietary implementation methodology for implementing M365- based EDRMS projects, meticulously tailored to meet the specific needs of the City. Our approach is built on a foundation of industry best practices, experience, and a commitment to delivering exceptional results. We have encapsulated our proposed strategy in a comprehensive Project Activity Table (below), which provides a detailed roadmap for project execution. The following graphic provides a high-level visual representation of StoneShare's three -phased EDRMS Implementation Process, which underscores the critical importance of employee readiness by integrating Organizational Change Management throughout each phase. This structured approach not only ensures a seamless implementation but also fosters a culture of continuous improvement and user empowerment. t' K V 9 t L 1 Ivl A IV H U c IYI t IV 1 r K m IVI c VV u rt n READINESS ONBOARDING STABILIZATION — ----tI -I---- I - DM1T0 (Si@dYwT > C—Wft u, CON1CNi SOtUUM C MIGM710N MTM PFORGMR(ONtIGURAtIOH LVION END USDA j 6 8 _ i ira{n,nu wo1RMNv16 fiinvrrn :CMSSODKATION VAIIoA"04 VAlIOATgN l RM S tt To summarize the graphic above, during the Readiness Phase dedicated staff are responsible for ensuring staff properly prepared for a move to the EDRMS; during the repeatable Onboarding Phase dedicated staff are responsible for moving staff and their content to the EDRMS; during the Stabilization Phase, dedicated staff are responsible for ensuring that the EDRMS is well managed and that staff receive the necessary guidance and support to fully adopt the solution and use it efficiently for its intended purpose. The City of Spokane Valley J ��ri� Electronic Document and Records Management System 2.1.1 READINESS PHASE (CHANGE MANAGEMENT FOCUS) The Readiness Phase is intended to improve awareness and departmental preparedness while generating positive interest and engagement in the EDRMS. Structured communications, preparation workshops and ongoing support for preparation activities are used to address organizational change management concerns and ensure that departments are well -positioned, with the necessary knowledge and capability to transition through the repeatable Onboarding Phase with a high potential for success. Key objectives of the Readiness Phase are: • Secure Sponsors who understand how the EDRMS will benefit their staff and operations. • Improve understanding of the need for change. • Increase engagement in the Project. • Increase employee comfort with a EDRMS implementation. • Minimize resistance to EDRMS efforts and activities. • Assist departments with formulating new ways of working in advance of Onboarding. • Positively influence EDRMS adoption. Pre -requisites to entering this Phase: • A Project Team, including an actively engaged Sponsor, has been selected and Roles clearly defined and understood. • Project Team training completed (where appropriate). • Project Planning activities are complete. • Initial Organization Change Management communications sent. • Readiness meetings and workshops scheduled. Criteria for exiting this Phase include: • Leadership support to dedicate the required resources for onboarding activities. • A clear understanding of the business problem the EDRMS is intended to solve for them. • Sufficient motivation to participate fully in the onboarding process. • Operating procedures that have been updated or formalized for using the EDRMS (if required). • Content Experts are identified and understanding the content; and • Content Clean-up has been completed. AWARENESS AND DEMONSTRATIONS Awareness includes activities designed to improve the overall awareness for the EDRMS Project and control the messaging around its benefits. Multiple approaches including websites, targeted communications and solution demonstrations should be used to outline the "what's in it for me" for 10 1 Page The City of Spokane Valley ��Or� Electronic Document and Records Management System Business Staff and neutralize any known opposition to the EDRMS. Potential Awareness tasks can be found in the diagram below. SAMPLE AWARENESS OPTIONS Communications Site; • Communications (emaiis,print materials, video, etc.); • Meetings / Presentations SAMPLE • OPTIONS • -Road-show" Demonstration; • Specific feature Demo's 1 Videos; and • Webinar's (live or recorded) PREPARATION Preparation activities should be tailored to the differing needs of each Department with the time allotted for completion being proportionate to the degree of change required. The activities themselves should include training and workshops designed to increase understanding of EDRMS content management concepts and technologies with the goal of reaching a pre -defined level of readiness before onboarding. Potential Preparation tasks can be found in the diagram below: 11 1 Page The City of Spokane Valley staneshar Electronic Document and Records Management System • Content clean-up workshops; • Content Driven (SOP) workshops; • Information Architecture workshops; • SharePoint Basic training; and ASSESSMENTS Detailed Assessments may be used to further validate readiness information previously collected and itemize the impact of operational changes associated with adopting the EDRMS. This activity is used to identify potential gaps and risks that will need to be addressed prior to onboarding. The assessments are the primary drivers in determining the Preparation activities for each group. Assessments are performed for each Department during the Readiness phase to: • Identify where risks are likely to occur. • Identify actions required to build commitment. • Identify enablers and barriers to adoption. • Identify and plan the awareness and preparation activities that are most needed; and • Measure the effectiveness of Awareness and Preparation activities. The results of Assessment are used to: SAMPLE ASSESSMENT CRITERIA • Assess the following: • SharePoint knowledge; • SharePoint buy -in and support; • Content Driven SOP changes; • Content Organization Changes; • Technology Changes 12 1 Page The City of Spokane Valley ���� Electronic Document and Records Management System • Increase the willingness to adopt the EDRMS. • Mitigate risks associated with onboarding. • Provide input for training, preparation, and communications, as appropriate; and • Confirm that a team has reached sufficient level of Readiness to be successful in the repeatable Onboarding Phase, or whether additional readiness activities should take place. PLANNING Additional Planning for targeted Readiness Tasks may be initiated if/when a Department Assessment indicates the need for additional effort prior to Onboarding. The Planning task should be executed on a case -by -case basis with Departments receiving additional Readiness activities tailored specifically to their needs. o Sand Awareness P ration N7 Repeat Assessment Planning • Customized workshops; • Customized training; • Assistance with Preparation tasks; • Sponsor or Leadership intervention. 2.1.2 ONBOARDING PHASE (MAPPING & RE -ORGANIZATION FOCUS) The Onboarding Phase is a repeatable phase that can be followed for each Department/Branch in succession. The Onboarding Phase leverages an iterative process designed to move staff and their content to the EDRMS in a compressed and efficient manner that respects staff availability without sacrificing the effectiveness of the overall experience. Planned timelines for each Onboarding are influenced by four interrelated factors: • Number of Documents and Records. • Number of Business Staff in the Department. • Number of content -driven Standard Operating Procedures (SOP's). • The degree to which the Department File Share is currently structured. 13 1 Page The City of Spokane Valley •7 ton a /.,� are Electronic Document and Records Management System The recommended Onboarding process is illustrated in the diagram below. ----- ---- -----+------ 1 1 , CONTENT REORGANQATION CLASSIFICATION CONTENT SOLUTION MIGRATION CONFIGURATION END USER SOP TRAINING VALIDATION VALIDATION 1 --- 1 I 1 Key objectives of the Onboarding Phase are to: • Migrate active documents into the EDRMS. • Organize the documents according to M365 best practices for collaboration, document management and records management. • Tailor the EDRMS to the Department's unique business enablement needs. • Demonstrate to staff how to apply their training in the context of their M365 site. Pre -requisites to entering this Phase: • Pre -defined readiness levels have been achieved. • Leadership is committed to the onboarding schedule. • Participants are motivated to dedicate time to Onboarding activities. • Staff have completed basic M365 training. • Content Driven SOPs are well -understood by the Department. • Content is cleaned up according to prescribed standards. • User technical requirements for licenses, network, security, and equipment are met. Requirements for exiting this Phase include: • Migration QA confirms that content has been successfully and correctly migrated into the EDRMS. • Content Experts have validated the content is organized and structured as intended. • Staff validate that they can navigate their M365 sites and find and collaborate on content; and • Staff know how to access on -going support. MAN "Blim The City of Spokane Valley stone Lei �e Electronic Document and Records Management System CONTENT REORGANIZATION Content Reorganization Workshops are used to guide and assist staff in the reorganization, classification, and movement of Active Content from previously unstructured repositories to the EDRMS. Content Reorganization workshops are a valuable step to ensuring that all content migrated to the EDRMS is organized in a manner that increases "findability" and collaboration. To prepare for the Content Reorganization workshops, a temporary Staging File Share is created that reflects a Baseline Information Architecture for the Department and is used to reorganize, relocate, and manage documents until they are migrated to the EDRMS. Content Reorganization follows best practices. Below is an example of how folders are used represent sites, libraries, and metadata within a Staging File Share: site level caw�n m+a-uv-u Icz �+ Cw0 S IS ft 11 101, aet library level Fldaen W > kq+q tda SWt s C,4wf hams [Ma. �+i�A NIS-I)S I I IV I I aY 6y +w.. lo�a .t1 tot 1W_ rota-o�.tetesm., metadata level gluEiw.la.! > s+eV"'9 iae Sar'. a pY_ > Ruef .S_ yeuam+>4seisw> :ate pg.t, toil NA {ew9et> r+d fao�vte+t N1. 06 I110" 1 AAi N+FM" 101,. AM . ,Qm„twnlsn rer.im;.. NIS-Qb.It 1011 stn During this process, the Baseline Information Architecture will evolve to become a final Information Architecture. At the end of Content Reorganization, the structure of the Staging File Share enters "Change Freeze." Staff may still add, update, and delete documents in the Staging File Share, but the final Information Architecture may not change again until after Content Migration is complete and validated in the production environment. SOLUTION CONFIGURATION Solution Configuration involves the execution of development and quality assurance activities required to implement the final Information Architecture from the previous step. During Configuration, the following high-level M36S elements should be configured and validated: • Site(s) creation. • Site Collection feature enablement. • Library creation. • Content Type creation. 15 1 Page The City of Spokane Valley ���� Electronic Document and Records Management System • Metadata creation. • Associate the Columns to the Content Types (make all columns Optional). • Library settings configuration (Name, Navigation, Versioning). • Content Type association to Libraries. • Remove default content types (if required). • Index columns. • Views creation; and • Permissions configuration. CONTENT MIGRATION Content Migration involves executing a pre -defined Migration Plan to migrate content to the EDRMS. Once all the files that are deemed 'to be migrated' have been organized into the staging File Share, StoneShare will execute the content migration. During this migration, content is moved from the staging File Share to the EDRMS document libraries, and the metadata specified in the staging area is applied to the content. Migration includes the following high-level steps should be performed and validated: • Initial migration to move the bulk of content to the EDRMS. • Qualitative and quantitative quality assurance to confirm that all files were migrated without errors and with specified metadata and security settings. • Validation by Content Experts that files were migrated as intended and security is appropriate. • Completely remove permissions to update or view the content of the staging File Share. • A final migration and QA to capture changes since the initial migration; and • Final validation by Content Experts for content and usability of the new EDRMS site(s). USER TRAINING User Training involves a combination of instructor -led classroom training, drop -in sessions, and over -the - shoulder coaching with the goal of orienting staff in how to apply their training to their day-to-day activities. During Training, the following high-level steps should be completed: • Virtual classroom training focused on Standard Operating Procedures. • Provide access to multiple training resources (manuals, online resources, training schedules, etc.). • Over -the -shoulder coaching to answer questions and address any initial issues. • Staff validate that they can navigate their site(s) and find and collaborate on their content. 16 1 Page The City of Spokane Valley ���� Electronic Document and Records Management System 2.1.3 STABILIZATION PHASE (CHANGE MANAGEMENT FOCUS) The Stabilization Phase is intended to provide the necessary "care and feeding' to Business Staff for up to 90 days following Onboarding to positively influence the adoption of the EDRMS within the City. Stabilization activities are provided by the City, with support from StoneShare and include on -going governance, communications, information management workshops, additional solution training and support to address OCM concerns and encourage the natural evolution of EDRMS usage. It is expected that the City's internal resources, with assistance from StoneShare, will be responsible for this phase of the project. Key objectives of the Stabilization Phase are: • Proactively reach out to staff to uncover and address issues. • Provide on -demand and scheduled support options for EDRMS staff. • Provide on -demand and scheduled training and reinforcement options for all roles. • Perform on -going configuration changes based on user feedback. • Proactively review adoption, search, and usage statistics to identify and address potential issues. • Maintain a EDRMS roadmap; and • Provide on -going communication and change management support. Pre -requisites to entering this Phase: • Stabilization -related roles are established. • Stabilization Team has been trained. • Successful completion of the Onboarding Phase; and • Internal user support procedures and systems have been set up to include EDRMS support requests. Criteria for exiting this Phase include: Upon completion of the Stabilization Phase, it is expected that the City's Stabilization Team would complete a structured transition to the City's existing Operational Support teams. • Executive decision to hand -over ongoing operations Operational Support teams; and • Confirmation that Operational Support teams are prepared to accept ownership of the platform. Stabilization tasks can be found in the diagram below: 17 1 Page The City of Spokane Valley ���� � %� �� Electronic Document and Records Management System , j COACHING In the days and weeks after go -live, Business Staff should be provided with 360°, highly responsive "over - the -shoulder" support to ease the transition to the EDRMS and answer key early questions, helping staff to be successful in their early experience with the system. Coaching involves several activities: • Scheduled visits the Business Staff's workplace to provide over -the -shoulder coaching and advice. • Review of Content driven SOP's and additional training sessions, as necessary. • Log support tickets for fast resolution; and • Provide opportunities for additional training. TRAINING During Stabilization, the City may choose to provide additional training options to all staff to ensure that knowledge of the solution is not the barrierto EDRMS adoption. The City should utilize all forms of training (Computer Based Training, Classroom Training, Drop -in sessions, and Coaching) to assist staff with securing the necessary knowledge and experience to efficiently execute Content Driven SOPS. I.T. SUPPORT During the stabilization phase, the City's Stabilization Team should monitor the adoption of the EDRMS by conducting a satisfaction survey, as well as by reviewing adoption statistics in M365, support tickets, search queries and statistics. Identified gaps are addressed through a combination of training, and configuration. The City of Spokane Valley ���� Electronic Document and Records Management System Through interaction with the Business Staff, the City's Stabilization Team should ensure that Business Staff are correctly following EDRMS conventions, and that the Information Architecture meets their needs, specifically looking for instances where staff fall back on old ways of managing and sharing content or are working around the system to identify gaps in the solution or training opportunities. The Stabilization Team will also look for opportunities for advanced configuration that may be appropriate and may benefit Business Staff, for instance the use of metadata to manage work and opportunities for automation. RM SUPPORT The configuration of compliance policies in the form of File Plan classifications and retention settings occurs during the stabilization period, after Business Staff have gone live with their EDRMS sites. Once a group or section has been live for approximately 6 weeks, new records should be reviewed for classification accuracy and completeness to ensure that Business Staff are correctly following the Information Architecture conventions and that the configured sites correctly reflect their requirements. GOVERNANCE Governance is intended to confirm each participant's commitment to their roles as outlined in a Governance Plan, and their ability to execute on their responsibilities for the on -going support and management of the EDRMS, and includes an official handoverto the City's permanent support teams: Business Staff: • Understand how to access on -going support and training. • Understand opportunities and procedures for making changes to metadata, libraries, sites, search, etc. Content Experts: • Can access on -going support in the role of EDRMS champion. • Are provided with resources for self -guided learning options. Leadership: • Understand how to influence a EDRMS roadmap. Disposition Authorities: • Understand their on -going role and commit to processing disposition according to policy. Support Teams: MEE M.- The City of Spokane Valley Stoll es /.mare Electronic Document and Records Management System , • Have received all necessary training on the technology and processes. 3. PROPOSED IMPLEMENTATION PLAN The City has invested heavily in Microsoft 365 (M365), as such, it is the City's preference that the resulting EDRMS operate seamlessly with the document management, indexing, searching, and storage functionality provided by M365 Online. StoneShare understands that the services provided must include: • Project Planning and Management • Current state assessment • Design Documentation • Configure and Test the EDRMS • Complete a Pilot Implementation including migration • System Validation • Training and Support 3.1. TASKS AND DELIVERABLES In the pages that follow, StoneShare has provided a table containing key activities (tasks, deliverables, and descriptions), specific assumptions / constraints, and anticipated effort. A RACI model has been incorporated to assist the City in understanding its responsibilities in the completion of each item. For clarify, the following applies: R = Responsible to performs the action/task. A = Accountable that the action/task is completed. C = Consulted before performing the action/task. I = Informed after performing the action/task. 20 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION StoneShare will provide the City with access to a SharePoint site, to be accessed via a supported browser or device, called the Project Site. The Project Site will be used to centralize and maintain all Project information (Project Contacts, Calendars, Documents, Lists, Templates, Forms, and Checklists) and support project processes such as deliverable review and approval. Assumptions/Constraints: • User access will be determined jointly between the City and StoneShare. PROJECTSITE The Project Site will be managed and maintained by StoneShare. The Project Repository will remain open until contract close. All Project Site contents will be provided to the City within 30 days of contract close. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: No anticipated tasks for the City. StoneShare will lead a Project Kick -Off with the City for the PROJECT KICK-OFF purposes of introducing the project, reviewing the Scope of Work, MEETING reviewing the Project Schedule, and meeting the City's Project Team. stoneshare W � � w V W W G W C aQ O C h Z H O W O C W 0 tt; ❑ W W I R+A I SharePoint Site 1 0 R+A Scheduled Virtual Session 1 hour / Core Team Member 21 ( Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION Assumptions/Constraints • StoneShare will prepare for, and attend, one (1) meeting of up to one (1) hour. • This task will be completed remotely. i • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: jThe City's Project Team members will attend the meeting Working from the Project Schedule in this document and the findings from the Information Technology Review, and Departmental Consultation, StoneShare and the City will develop a detailed Project Plan and Schedule that that identifies deliverables, key milestones, timing, and resources. Assumptions/Constraints: I PROJECT PLAN AND The Information Technology Review, and Stakeholder SCHEDULE Interviews have all been completed. • StoneShare will review the Project Plan with the City and address questions and concerns until such time as the Project Plan and Project Schedule are finalized. • StoneShare will provide a copy of the Project Plan in MS Project and/or PDF to the City. • The detailed Project Plan will be managed and maintained by StoneShare throughout the Project. stonehare Q Q Q LL U vi U v=i O > W W Z Cac G O Q F- O w W O W x W MS Project / 3 hours Adobe PDF Project Manager 22 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION i StoneShare will monitor the conformance of project activities to the Project Plan throughout the course of the project, making updates and adjustments to the Plan as required. This deliverable will be completed remotely. • This deliverable requires formal acceptance or sign -off. Anticipated City Task Assignments: • The City's Project Manager will iterate with StoneShare to finalize the Plan and Schedule. StoneShare will provide a detailed Information Technology I Questionnaire to the City's Information Technology (I.T.) staff to capture critical information related to the City's current IT environment. Upon completion of the questionnaire, StoneShare will lead meetings with the City's I.T. staff to review results and identify future configuration requirements. INFORMATION Assumptions/Constraints: TECHNOLOGY REVIEW StoneShare will conduct one (1) meeting ofupto two (2) hours to facilitate this task. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. j Anticipated City Task Assignments: The City's I.T. team will Complete the Information Technology Questionnaire stoneshare � � Q Q Q W H LL U V U x 0 7 > CQ O O Z F Q W O cc W Q W Survey & Scheduled Sessions 6 hours / Participating I.T. Member 23 1 Page The City of Spokane Valley Electronic Document and Records Management System s ton esh are O j TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w w w 2 O O Z H O > w G 0_ '............. W • The City's I.T. team will answer clarification questions as necessary; and j The City's I.T. team will attend meetings as required StoneShare will conduct Stakeholder interviews with designated members of the City's Records Management Team to gain clarity on any information previously provided by the City, capture additional information related to information management policies and processes, and offer context for recommendations and under development. Assumptions/Constraints: i • StoneShare will review and analyse all information provided i RECORDS by the City prior to interviews. Scheduled 2 hours / MANAGEMENT Interviews will be designed to capture "current state" C R+A Participating Records REVIEW information. Sessions Team member • StoneShare will conduct up one (1) interview sessions of up to two (2) hours in length. This task will be completed remotely. This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • The City s RM representatives will attend the interviews. • Designated members of the City's RM Team will answer j clarification questions as necessary; and 24 Page The City of Spokane Valley Electronic Document and Records Management System stoneshare W W _ a a TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w W w z >_ OW O w V7 � Designated members of the City's RM Team will attend meetings as required. StoneShare will conduct interviews with the management and administrative assistants from the City's Pilot Departments (City Attorney and Public Works) to gain clarity on any information previously provided and provide context for recommendations under development. Assumptions/Constraints: StoneShare will conduct up to two (2) sessions of up to two (2) hours in length. Survey & PILOT DEPARTMENT. Stakeholder interviews will be designed to capture "current Scheduled CONSULTATION state" information. C R+A Sessions This task will be completed remotely. This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • The City will provide background information to StoneShare prior to interviews. Content Experts will answer clarification questions as necessary; and • Content Experts will attend meetings as required. 2 hours / Participating Content Expert STATUS MEETINGS StoneShare will conduct weekly Status Meetings to report on the I R+A Scheduled 12 hours / Core Team ' overall status of the project, discuss current and upcoming ' !Virtual Sessions Member 25 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION deliverables, highlight risks or issues, identify and review action items, and answer questions. Assumptions/Constraints: • StoneShare will conduct one (1) weekly Project Status Meeting of up to thirty (30) minutes in length. • StoneShare will record all meeting minutes and will use our !, own format for this activity. • StoneShare will post meeting minutes to the Project Repository Site upon completion. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • The City's Project Team will attend weekly status meetings; and • The City's Project Team will identify Risks and Issues, as necessary. stoneshare � � Q m Q W LL u u U v=i Cac 0 > W W K G K Z F- o W O EnW _ N 0 W W StoneShare will produce a Solution Design document that describes the logical and physical architectures by which the solution will be implemented to meet the City's stated 6 hours / Core Team SOLUTION DESIGN I I C R+A MS Word requirements. This document will include, where appropriate, ( Member detailed architectural documentation, configuration parameters, details of all components of the solution, licensing requirements, The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION firewall and other security related rules, system and end user accounts and permissions. Assumptions/Constraints: • The Information Technology Review has been finalized. • As TownSquare leverages native Microsoft 365, documentation specifying resources (CPU, memory, disk space, etc.) will not be required as part of the Solution Design. • Future/ Possible System Integrations will not be included in this document. • StoneShare will conduct two (2) review meetings of up to two (2) hours to present and finalize the deliverable. • StoneShare will use its format for this deliverable. • The City will have 5 days to review and approve the final deliverable. • This task will be completed remotely. • This deliverable requires formal acceptance or sign -off. Anticipated City Task Assignments: • Designated members of the City's I.T. team will attend review meetings as required. • The City's Project Team will review, comment, and approve this deliverable. stonesh►are W � J r W W z W >_ N o w V) (] W 27 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE CONFIGURATION AND VALIDATION SYSTEM ADMINISTRATOR TRAINING KEY ACTIVITY DESCRIPTION StoneShare will configure Pilot Department sites, in accordance with the City's approved Solution Design. Assumptions/Constraints: • The City has approved all previous deliverables. • The City will provide StoneShare with secure, independent remote access to the City s tenant and sufficient privileges to perform the required activities. This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • The I.T. Manager will provide StoneShare remote access, and sufficient privileges. StoneShare will provide training and training materials to the City's I.T. Department related to Environment set-up, SharePoint Online and M365, and Purview to help team members understand the environment setup and prepare them for future system maintenance and administrative support of the system. Training will include: • Training Objectives I • Terminology • System Overview • Logical Architecture I • Information Architecture Overview stoneshar u W U OC O- Q O W u' > o O 2 to LL W C I R+A I N/A 1 0 Scheduled 6 hours / Virtual Sessions I.T. Team Member The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION Security Configuration • System Administration • Audit Logs • Search Service Application • Application Catalogs • Content Type Management • Case Document Management • Column Management • Term Set Management • Content Type Management Assumptions/Constraints: • StoneShare will prepare and present one (1) session of up to six (6) hours in length. • This session is intended for the City's Technical Staff and will be tailored to that audience. • The session will be limited to fifteen (15) attendees. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: The City's I.T. will attend the session. stoneshare Q u N W W z< C p H a z i-- O w OW w 0 _ W The City of Spokane Valley Electronic Document and Records Management System stoneshare i a Q U W O z z TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w W w > < OW F- O -+ OW v~i O = W StoneShare will prepare and deliver System Demonstration sessions. Each session will be structured to provide relevant information pertaining to functionality, the Onboarding process . and key Roles and Responsibilities (including effort estimates). The purpose ofthese sessions will be to break down potential adoption barriers caused by uncertainty and establish a "what's in it for me" for the staff in attendance. SYSTEM Assumptions/Constraints: Scheduled 1 hour/ DEMONSTRATION • StoneShare will conduct up to one (1) session of one (1) hour C R+A Virtual Sessions Pilot Team Member SESSIONS in length • This task will be completed remotely. • This task does not require formal acceptance or sign -off. i Anticipated City Task Assignments: • The City's Project Manager will work with StoneShare to schedule sessions • Pilot Department Staff will attend the session. StoneShare will deliver a working session focused on Content Clean-up. The goal of the session is to provide knowledge transfer pertaining to the identification and remediation of redundant, CONTENT CLEAN-UP obsolete, trivial ("ROT") and duplicated content. Scheduled 2 hours / WORKSHOPS C R+A Virtual Sessions Content Expert Assumptions/Constraints: • StoneShare will present up to one (1) session of up to one (1) 1 hour in length. 30 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION CONTENT REORGANIZATION AND CLASSIFICATION The session will be limited to ten (10) attendees. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • Content Experts will attend the sessions and conduct clean-up exercises as necessary. StoneShare will facilitate Content Experts in staging content to be migrated. Staging involves selecting the content to migrate, additional clean-up of redundant, obsolete, and trivial documents, and re -organizing content according to the Information Architecture. StoneShare will introduce the process, tools and timeline, and guide Content Experts in the process of preparing and staging their content. Assumptions/Constraints: • StoneShare will conduct up to five (5) sessions of up to eight (8) hours in length. • StoneShare assist in identifying metadata elements related to the structure and organization of the record. This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • Content Experts will participate in these workshops; and stoneshare Q Q Q LL V h w W g Q O>> w K >_ H O O_ Z r O v~ O w t; W w W 311 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION • The City's Records Manager will participate in these workshops as required. StoneShare will implement any changes to the City's initial configuration resulting from Content Reorganization and Classification activities. CONFIGURATION Assumptions/Constraints CHANGE(S) This task will be completed remotely. • This task does not require formal acceptance or sign -off. j Anticipated City Task Assignments: • No anticipated tasks for the City. StoneShare will execute the planned content migration in accordance with the approved Migration Plan. Upon completion StoneShare will verify that all in -scope content was successfully migrated. Assumptions/Constraints: CONTENT StoneShare will provide the migration software required to MIGRATION migrate electronic documents and their metadata to the newly configured M365 EDRMS Platform environment. • StoneShare will migrate up to 150,000 documents for each in - scope department. • For the City's Public Works Department, the City will migrate any content in excess of 150,000 documents. • StoneShare will migrate from Network Drives stonesha►re W W Q Q Q W U n U v=i W W K CQ 0 7 C F- p O Z f- 0 W OLL W w 0 _ V) LL W I I R+A I N/A 1 0 I I R+A I N/A 1 0 32 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE DELTA MIGRATION KEY ACTIVITY DESCRIPTION StoneShare will not migrate personal drive, including OneDrive, contents to the EDRMS Platform. • StoneShare will not migrate from specialty software, external drives, or CD to the EDRMS Platform. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • No anticipated tasks for the City. StoneShare will perform one (1) delta migration to migrate any recent documents that were added or modified in the Staging area since the initial Migration. Assumptions/Constraints: • The City will be responsible for removing access to the Staging file share prior to delta migration and for providing access to the live M365 sites after delta migration is complete. • The City's Content Experts will validate the delta migration upon completion of Training. • This task will be completed remotely. • This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • No anticipated tasks for the City. stoneshore a a a u n U v=i 0 j W W Z W LL Ga G H = O O r O w OLL W O W v W 0 StoneShare will apply the final configurations to Collaboration Sites I 3 hours / VALIDATION in the Cit 's tenant and demonstrate the use of the sites to Content . C R+A N/A Y Content Expert 33 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION Experts. StoneShare will then facilitate Content Experts in validating that all content scheduled for migration was migrated and that they are able to find, access and upload their content in the new sites. Assumptions/Constraints: The validation session will include up to six (6) Content Experts. • StoneShare will conduct one (1) session of up to three (3) hours to complete validation. • This deliverable will be completed remotely. • This deliverable requires formal acceptance and sign -off. Anticipated City Task Assignments: Content Experts will participate in these sessions; and The City's Project Team will approve this deliverable. StoneShare will deliver Standard Operating Procedure (SOP) -based Training sessions for Pilot Department staff covering the following elements: Training Objectives END USER TRAINING Terminology • EDRMS Platform Overview • Collaboration Site Navigation • Document Management Creating folders • Creating Case document sets stone r u W W W 1 > Ca 0 > C H=0 Q Z H O W OLL W _ F- C R+A Scheduled 3hours/ Virtual Sessions I Pilot Team member The City of Spokane Valley Electronic Document and Records Management System ston eshare = Q Q O 0 K K TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w w Z W > O K O F O W OLL W 0 _ t; LL W Uploading a Document Opening an existing document and saving as a new document Classification of Documents • Searching for Documents • Creating Views and Alerts Emailing links and attaching documents Uploading email Assumptions/Constraints: StoneShare will provide one (1) SOP -based Training sessions of up to three (3) hours. Maximum of twenty-five (25) attendees in each session. This task will be completed remotely. This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: • Pilot Department staff will participate in these sessions. StoneShare will provide support and coaching to Pilot Department staff for the first one (1) business day of live operation. StoneShare will: GO -LIVE SUPPORT Provide direct response to staff with respect to problems or C R+A Scheduled N/A Virtual Sessions issues with the EDRMS Platform. • Resolve staff problems or issues in the EDRMS Platform Assumptions/Constraints: 35 1 Page The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION u 2 H StoneShare will establish an open MS Teams session to allow staffto "walk in" as required. This task will be completed remotely. This task does not require formal acceptance or sign -off. Anticipated City Task Assignments: Pilot Department staff will attend as required. StoneShare will deliver Records Management Training for the City's Records Managers, covering the following elements: Training Objectives Terminology • EDRM$ Platform Overview • Content Type Management Case Document Management RECORDS Column Management MANAGEMENT Managed Term Set Management TRAINING Records Management RM Compliance Overview • Records Declaration Records Disposition • File Plan / Retention Schedule Management IM Policy Management I Policy Association Reporting and Auditing eDiscovery stoneshare w0 w w K z F 0w 0 J O 2 v~i 0 w 6 hours / Scheduled R+A Records Team Virtual $eS510n5 member The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION LESSONS LEARNED SESSION • Holds Assumptions/Constraints: • StoneShare will prepare and present one (1) session of up to six (6) hours in length. • The session will be limited to fifteen (15) attendees. • This task will be completed remotely. • This task does not require formal acceptance or sign -off Anticipated City Task Assignments: • The Cit 's Records Managers will attend the session. StoneShare will gather lessons learned from participating Pilot Department staff and any other representatives the City deemed necessary to be incorporated into future iterations that will inform a lesson learned review session. Assumptions/Constraints: • StoneShare will conduct up to one (1) session of one (1) hour in length • This task will be completed remotely. • This deliverable requires formal acceptance or sign -off. Anticipated City Task Assignments: • The City's Project Team will approve this deliverable. stoneshare C y ~ Q Q Q U W W U N U �=if 0 7 W W W K cQ G F E O v O o= h W y W 2 hours / MS PowerPoint Core Team member 37 1 Page The City of Spokane Valley Electronic Document and Records Management System ston eshare � N Q Q Q W U v TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w w w > > > O O Z I— O OW t~n O w = W StoneShare will produce an initial Information Architecture document that describes the structural design of content and security aspects of the system for the City's remaining departments. I Assumptions/Constraints: j The Information Architecture will outline structure, including all Sites, Libraries, document types, metadata elements in a hierarchical (parent/child) structure. At a minimum, metadata elements will include: INFORMATION Document title, author, date, and subject C R+A MS Excel N/A ARCHITECTURE Classification category • Retention period timeframe • Retention trigger event • StoneShare will conduct two (2) review meetings of up to two (2) hours to review the deliverable. • This task will be completed remotely. • This deliverable requires formal acceptance or sign -off. Anticipated City Task Assignments: i • The City's Project Team will review, comment, and approve this deliverable. StoneShare will create a Migration Plan that details the approach MIGRATION PLAN to migrating the City's electronic records, as required for the files C R+A MS Word ' N/A to be covered within the functionality of the Solution. The plan will include timelines for migration and clean-up, as well as the The City of Spokane Valley Electronic Document and Records Management System stones re O TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w �^„ w > > > O O H Z 0 O F_ W W W identification of the appropriate systems and records for inclusion in this task. Assumptions/Constraints: • The City does not require automated fixing of links between documents. • StoneShare will conduct two (2) review meetings of up to one (1) hour to present and finalize the deliverable. StoneShare will use its format for this deliverable. • The City only requires migration to SharePoint Online. • This task will be completed remotely. • This deliverable requires formal acceptance or sign -off. i Anticipated City Task Assignments: j • The City's Project Manager will provide a detailed inventory of i documents to be migrated; and • The City's Project Team will review and approve the Migration i Plan. — -- StoneShare will provide the City with a Governance Framework —4 template intended to accelerate the City's development of a fully GOVERNANCE customized M365 Governance Plan. The deliverable will include I R+A ( SharePoint N/A FRAMEWORK any, or all, of the following: Site(s) • Roles and Responsibilities (user roles, compliance roles and administration roles) The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION • Governance Policies for (M365, SharePoint, Teams, OneDrive, Exchange Online and Power Platform) includingthe following: • AD Groups for SharePoint • Auditing in M365 • Authentication for M365 Applications • Authorization for OneDrive content • Authorization in Exchange Online • Authorization in Power Platform • Authorization in SharePoint • Authorization in TEAMS • Backup in M365 • Branding • Content Ownership • Data Classification and managing sensitive content (sensitivity labels) • Data Loss Prevention (DLP) • Data Privacy • Decommissioning a TEAM • Decommissioning a Mailbox • Decommissioning a OneDrive Site • Decommissioning a Power App or Workflow • Decommissioning a SharePoint Site • Device Management and Mobile Device Management (MDM) stoneshar � N Q Q � LL u in v O > W W W G-' > Ca C H O O Z W W The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION • External Staff Policies (guest staff vs creating user accounts) • Governance Controls and Settings • Governance Tasks and Monitoring • Information Security in M365 • M365 Groups • Managing changes for M365 applications • Managing the SharePoint Information Architecture • Microsoft Search • Multi Factor Authentication (MFA) • Password creation and management • Permission Model in OneDrive • Permission Model in SharePoint • Provisioning a new Power App or Power Automate • Provisioning a new Team • Provisioning a OneDrive Site • Provisioning a SharePoint site • Provisioning an Exchange Online Mailbox • Retention and disposition in Exchange • Retention and disposition in OneDrive • Retention and disposition in Power Apps and Power Automate • Retention and disposition in SharePoint • Retention and disposition in TEAMS • Sharing content in Power Apps and Power Automate stoneshare ¢ Q Q LL u in W cc O W W C H O W The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION Sharing in OneDrive • Sharing in TEAMS • Sharing in SharePoint • Social Media and Communications • Support for M365 applications. • Training and Awareness • Acceptable Use Policy • User Provisioning • Basic Training Resources for M365, SharePoint, Teams, OneDrive, Exchange Online and Power Platform. Assumptions/Constraints: • StoneShare will migrate all governance content "as is", from StoneShare's environment. • The City will be responsible for modifying templated content, as desired. • Any request to change or update information will result in a cost change request. • StoneShare will not provide anytraining orwritten documents pertaining to deployment or the governance sites. This deliverable does not require formal acceptance or sign - off. stoneshare U Q ¢ ¢ U u N C O W W G � 0 W W METHODOLOGY StoneShare will train the City's Project Team on its proprietary I R+A Scheduled N/A TRAINING implementation process to prepare the City for executing future ( Virtual Sessions M • The City of Spokane Valley Electronic Document and Records Management System TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION onboardings. The session will cover but is not limited to the following topics: Purpose and Objective Overview Prerequisites Planning Considerations • Roles and Responsibilities • Content Clean Up Information Architecture Content Reorganization Migration End User Training • Post Go Live Support Assumptions/Constraints: • StoneShare will use its own format for this activity. StoneShare will prepare and present up to two (2) Onboarding Training sessions of up to eight (8) hours in length. • Attendance is limited to the City's Project Team. Maximum of ten (10) attendees. • The City may record these sessions at its own cost. • The City is responsiblefor identifying internal onboarding roles prior starting onboarding activities. The City will receive a copy of the Onboarding presentation. Due to the confidential nature of the intellectual property being presented, the City will not share any materials or stone,- may W W _ Z > O F O W LL The City of Spokane Valley Electronic Document and Records Management System stoneshare Y F- 2 C] H Q Q W U U V TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION w w w O O O Z O > w W_ w O W_ W information from this workshop with individuals outside of the City's project team. This task does not require formal acceptance or sign -off. StoneShare will provide the City with Migration Training. The session will cover but is not limited to the following topics: • Installation and Configuration of Sharegate • How to set up staging file folders • How to create spreadsheets using metadata generation • Running Sharegate Migration CA Fixing Migration Errors Assumptions/Constraints: MIGRATION StoneShare will use its own format for this activity. Scheduled TRAINING The City will purchase at least one (1) Sharegate license. I R+A Virtual Sessions N/A • StoneShare will prepare and present one (1) Migration i Training session of up to three (3) hours in length. i • Attendance is limited to the City's Project Team only. Maximum often (10) attendees. • The City may record these sessions at its own cost. • Due to the confidential nature of the intellectual property being presented, the City will not share any materials or information from this workshop with individuals outside of i I the City's project team. • This task does not require formal acceptance or sign -off. i The City of Spokane Valley Electronic Document and Records Management System 7 a. al"'e to A e C h , I .7 i G� Or TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION m w > ':1> O O t Z O W w O C= LL W StoneShare will provide the City with up to one hundred (100) pre- paid credits (1 credit = 1 hour) of Post Launch Support services on an as requested basis and in accordance with a mutually acceptable Service Level Agreement. Post Launch Support services include: • Help desk support beyond Tier 1. • User Training and Refresher Training • Governance and Compliance monitoring • Performance and Health monitoring • Feature updates and Solution Enhancements j Adoption Analytics and Reporting POST LAUNCH Change Management Support C R+A N/A N/A SUPPORT Assumptions/Constraints: • Support credits will become available upon project completion • Support is provided remotely • Unused support credits expire one (1) year after the day of purchase. • The City will designate and maintain a list of individuals who are permitted to create tickets on behalf of the OIAA. • The City will designate and maintain a list of individuals who are permitted to approve issue escalation, and issue resolution above the threshold. • The City will provide access, accounts, and permissions as required to perform support activities. _.._ _.. .� 45 Page The City of Spokane Valley Electronic Document and Records Management System stvneshare a a ¢ u TASK/DELIVERABLE KEY ACTIVITY DESCRIPTION v W w w ca 0 > K G t 0 0 Z > W This task does not require formal acceptance or sign -off. The City of Spokane Valley Electronic Document and Records Management System 3.2. PROJECT SCHEDULE stoneshare StoneShare's Project Schedule is the output of one of our earliest activities because it is a deliverable that is tightly influenced by the final Project Plan and the City's availability. At this stage StoneShare does not provide a detailed Project Schedule with set dates as we have not yet had an opportunity to ensure those dates and timelines will work for the City. 3. PRICING PROJECT COSTS PROJECT ACTIVITY Milestone 1: Project Planning and Management Phase Complete Milestone 2: Design Phase Complete Milestone 3: Configuration Phase Complete Milestone 4: City Attorney's Onboarding Complete Milestone 5: Public Works Onboarding Complete Milestone 6: Global Information Architecture Complete Milestone 7: Migration Plan Complete Milestone 8: Governance Template Complete Milestone 8: Methodology & Migration Training Complete Milestone 10: Pre -Paid Post Launch Support Credits (100 hours) Total Cost PRICING ASSUMPTIONS FEE ($) $5,250 $ 6, 000 $6,000 $12, 501 $12, 501 $2,50C $1, 000 $2,OOC $7,50C $18,50 $73,750 • All pricing in US Dollars • Prices are exclusive of applicable taxes • Any requested changes would be billed at a blended hourly rate of $185/hour. • All project costs, including all fees, disbursements, and any other expenses included. • No travel and expense required, as proposed. 47 1 Page